About Moomoo Canada Financial Inc. (MFC)

Moomoo Canada Financial Inc. (MFC) is a subsidiary of FUTU Holdings Inc. (NASDAQ: FUTU), a global leader in online brokerage and wealth management solutions. Moomoo is one of the most trusted and innovative retail trading platforms, serving over 24 million active users worldwide. We offer an advanced, user-friendly trading platform for do-it-yourself traders, empowering them to take control of their financial futures.

Having launched in Canada just over a year ago, MFC has experienced significant growth and success. Based in Toronto, with convenient access to the city's Line 1 TTC subway, our new office boasts bright, open spaces and spectacular views of the city. As we continue to scale, we are seeking to expand our team with a Risk Management Analyst.

Role Overview

Moomoo Canada is looking for a highly experienced and dynamic Risk Management Analyst to join our growing team. This role is a unique opportunity to be part of an exciting fintech company that blends both traditional brokerage operations and cutting-edge technology.

The Risk Management Analyst is responsible for managing client and firm account deficiencies, ensuring timely resolutions to minimize financial risk. The Analyst demonstrates a strong understanding of CIRO rules related to client margin, cash, and registered accounts, as well as the asset classes offered by the company. This position plays a critical role in maintaining compliance, safeguarding the organization's financial interests, and supporting overall risk management objectives.

Key Responsibilities

Manage client and firm account deficiencies ensuring timely resolution. Sellout accounts in margin call/deficiency state.
Demonstrated understanding of CIRO rules related to client margin/cash/registered accounts and asset classes offered by Moomoo.
Review and approve client requests related to changes in stock record/cash balance in line with Moomoo credit/risk policy.
Manage internal inquiries relating to credit risk issues, stock record movements, and general inquiries.
Keep knowledge of economic, market and regulatory developments that impact Moomoo risk and credit procedures.

Education/Qualifications

Business / Finance degree or equivalent experience
Successful completion of Canadian Securities Course, Conduct and Practices Handbook, Derivatives Fundamentals and Options Licensing Course.

Experience

5+ years relevant experience
Prior experience and knowledge of brokerage, and investment industry.

Knowledge

Deep knowledge of retail markets and brokerage products including equity and options
Detailed knowledge of CIRO margin rules relating to equity and options.
Knowledge of retail brokerage risk management frameworks

Other

Self-motivated individual with a high level of analytical capabilities and attention to detail
Excellent written and oral communication skills
Excellent team player with strong interpersonal skills
Ability to work under pressure and against tight deadlines
Strong analytic and problem-solving capability.

What We Offer

Competitive salary, comprehensive benefits, and performance-based incentives
Opportunities for professional growth in a fast-growing fintech company
Beautiful office space in mid-town Toronto with stunning city views
Work in a company that's a global leader in online brokerage and wealth management

How to Apply

If you are a results-driven individual with a passion for operations and technology in the trading world, we want to hear from you. Please submit your resume and cover letter outlining your relevant experience and why you are the ideal candidate for this role.

Join Moomoo Canada and help shape the future of retail trading in Canada!

Thank you for your interest in Moomoo Financial Canada. We will be reviewing all applications beginning early February, at which time we will be getting in touch with only those candidates that we would like to meet.

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Risk Management Analyst

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