As a Advisor Practice Compliance, you will analyze business practices of
advisors within various independent distribution networks. You will be
responsible for overseeing daily operations in the mutual fund discipline as
well as in securities. In this role, you will contribute to the design,
implementation, and coordination of the compliance framework, and ensure the
application of the related rules. You will monitor supervisory measures,
particularly the behavior of independent advisors, to ensure alignment with
organizational standards. You will analyze and help diagnose issues, provide
advice in accordance with regulatory requirements, and participate in the
development of recommendations and implementation plans. You will also develop
tools, methods, and processes tailored to the needs of the organization. Your
projects and initiatives will require in-depth expertise in your field. Design,
improve, implement, and monitor action plans, programs, solutions, or tools
related to legal and regulatory compliance to ensure consistency and balance
between business needs and compliance requirements. Diagnose issues, challenges,
needs, and problems in your area of expertise to define desired outcomes.
Analyze information, conduct studies, and develop recommendations to support the
development of best practices for the organization. Collaborate on initiatives
aimed at raising awareness and disseminating information or training to internal
stakeholders to promote a culture of ethics and compliance. When applicable,
monitor business line activities. Collaborate with various internal and external
partners and stakeholders on assigned mandates. Represent your unit on various
committees, within organizational units, and with different stakeholders. What
we offer Competitive salary and annual bonus 4 weeks of flexible vacation
starting in the first year Defined benefit pension plan that provides
predictable, stable income throughout retirement Group insurance including
telemedicine Reimbursement of health and wellness expenses and telework
equipment Benefits apply based on eligibility criteria. What you bring to the
table Bachelor's degree in a related field A minimum of four years of relevant
experience Please note that other combinations of qualifications and relevant
experience may be considered Knowledge of French is required Experience in audit
or supervision Completion of the Canadian Securities Course (CSC) Completion of
the Conduct and Practices Handbook Course (CPH) Completion Investment Dealer
Supervisors Course (IDSC) Completion (or commitment to quickly complete) the
Derivatives Fundamentals and Options Licensing Course (DFOL) Knowledge of French
is required for positions in Quebec Intermediate advanced proficiency of English
due to the nature of the duties or work tools or because the position involves
interactions with English-speaking partners, members and/or clients Action
oriented, Business insight, Customer Focus, Differences, Interpersonal Savvy,
Nimble learning Trade Union (If applicable) DSF-QC-FISA (00002) (2015-01-01 - )
At Desjardins, we believe in equity, diversity and inclusion. We're committed to
welcoming, respecting and valuing people for who they are as individuals,
learning from their differences, embracing their uniqueness, and providing a
positive workplace for all. At Desjardins, we have zero tolerance for
discrimination of any kind. We believe our teams should reflect the diversity of
the members, clients and communities we serve. If there's something we can do to
help make the recruitment process or the job you're applying for more
accessible, let us know. We can provide accommodations at any stage in the
recruitment process. Just ask! Job Family Legal Affairs (FG) Unposting Date
2026-01-9 Desjardins Group is the largest cooperative financial group in North
America. We're the choice for over 52,000 employees and we're named one of
Canada's top employers by Mediacorp and Forbes. We offer a full range of
financial products and services and share our expertise in personal services,
business services, wealth management, life and health insurance, and property
and casualty insurance. Pursuing a career at Desjardins means being part of an
organization that puts people first.
