Job Summary Job Description What is the opportunity?
What will you do?
- As part of client due diligence, the analyst ensures that information obtained is of high quality, is consistent with Policies and Procedures, and satisfies local and RBC Enterprise regulatory requirements.
- Performs Client Risk Scoring, Client Identification, and KYC documentation reviews for on boarding (new clients/accounts) and KYC Refresh/Remediation (existing clients/accounts).
- Updates RBC I\&TS KYC systems and databases with the most current AML/KYC client information.
- Escalates high risk records or applications to the Senior Manager, Due Diligence or AML Compliance as appropriate, and obtain sign-off as per established COE policies and procedures.
- Tracks and reports on file progress including percentage completed, sign off status, pending responses, and action plan to obtain necessary information.
- Provides support to other DD staff and responds to day to day questions as they relate to client review efforts.
- Generates required information and data to support periodic Management, Compliance, and Audit reporting.
- Participates in related industry seminars and training as needed to enhance the knowledge of, and keep pace with global KYC requirements.
- Participates in regular update meetings to identify gaps, address risks, and implement process improvements or efficiencies for the BBE DD team.
- Leverages and shares client and stakeholder feedback to enhance quality and client experience.
- Implements, or assists with the implementation of special projects and initiatives as assigned by the Associate Director/Director, Due Diligence.
What do you need to succeed? Must-have
- Relevant work experience in AML/KYC on boarding
- Strong understanding and subject matter expertise in AML
- Strong work ethic \& attention to detail
- Proficient time management and organizational skills
- High level customer service and people skills
- Prior Experience with KYC documentation
Nice-to-have
- Bachelor's Degree such as LLB or equivalent; or para-legal background
- CAMS or equivalent AML certification
- Prior experience in financial services
- Prior experience with documentation review
What's in it for you?
- Excellent exposure to communicate with various business partners and stakeholders in Investor \& Treasury Services and within other platforms as appropriate
- Working with an exciting, close-knit, supportive \& dynamic group
- Opportunity to collaborate with other business segments within the bank
- Excellent career development and progression opportunities
- A comprehensive Total Rewards Program including bonuses and flexible benefits
- Competitive compensation
- Access to a variety of job opportunities across business and geographies
Job Skills
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Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above I **nclusion and Equal Opportunity Employment**
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